What records must be kept under a HACCP plan?

Date modified: 22nd September 2025 | This FAQ page has been written by Pilla Founder, Liam Jones, click to email Liam directly, he reads every email.

Keeping accurate records is a key part of any HACCP plan. These records help prove that your food safety processes are effective and that you're complying with safety standards. You'll need to document everything from your hazard analysis to the monitoring of critical control points and any corrective actions taken.

Common misunderstanding: Only the results of monitoring need to be recorded.

It's not just about recording the outcomes. You also need to document the process, including how you monitor and why you chose specific critical limits. This comprehensive approach helps in audits and ensures that your system is functioning as intended.

Common misunderstanding: Digital records aren't as valid as paper records.

Whether digital or paper, all records are valid as long as they accurately reflect your HACCP activities and are accessible for inspections. In fact, digital records can be more secure and easier to manage and retrieve when needed.

Your HACCP documentation should be a core component of your food safety management system. It provides the detailed evidence needed to show that you are actively managing food safety risks based on the seven principles of HACCP. This documentation outlines how hazards are controlled at each critical control point in your process.

Common misunderstanding: A food safety management system is the same as a HACCP plan.

A food safety management system is broader, encompassing all daily procedures and practices to manage food safety, while a HACCP plan is focused specifically on critical control points and hazard management.

Common misunderstanding: Once set up, HACCP documentation doesn't need to be integrated into daily operations.

Integrating HACCP documentation into daily operations is essential. It ensures that food safety controls remain effective and are consistently applied, making it a living document that evolves with your operations.

What should be included in HACCP validation records?

HACCP validation records should include evidence that your HACCP plan is scientifically and technically sound, that your controls effectively manage food safety hazards, and that your team is following the prescribed procedures correctly. This includes data from tests, monitoring results, and verification activities that confirm your HACCP plan is functioning as expected.

Common misunderstanding: Validation is only about initial setup.

Validation is an ongoing process. Regular reviews and updates to your HACCP plan based on new information, changes in processes, or after incidents are crucial to maintain its effectiveness.

Common misunderstanding: Validation records are the same as monitoring records.

While monitoring records track the day-to-day adherence to critical limits, validation records prove that your HACCP system is capable of controlling hazards effectively. They are about the efficacy of the system itself, not just compliance.

UK Official Guidance

USA Official Guidance

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How does a HACCP system help prevent food contamination?

A HACCP system identifies potential food safety issues and implements preventative measures to avoid problems before they start, significantly reducing the risk of food contamination and ensuring customer safety.

What are critical control points (CCPs) in a HACCP system?

In a Hazard Analysis and Critical Control Points (HACCP) system, critical control points (CCPs) are stages where control is crucial to prevent, reduce, or eliminate a food safety hazard to an acceptable level. Cooking, for instance, is a CCP because it is essential to cook food to the correct temperature to eliminate harmful bacteria. It is important to identify these points to ensure food safety effectively.

What is the origin of HACCP and how is it used today?

HACCP, which stands for Hazard Analysis and Critical Control Point, was created in the 1960s by the Pillsbury Company alongside NASA. Its initial purpose was to secure food safety for space missions.

What is the difference between a HACCP plan and a Food Safety Management System?

A HACCP plan specifically focuses on identifying and controlling critical points in the food production process to prevent safety hazards.

What does conducting a hazard analysis involve in HACCP?

Conducting a hazard analysis in HACCP involves identifying potential food safety risks at each step of the food production and handling processes.

What should food businesses do when a critical limit is not met?

When a critical limit in a HACCP plan is breached, food businesses must immediately take corrective actions.

What are critical limits and how are they set?

Critical limits are specific thresholds set to ensure food safety during production, based on scientific research.

Why must a HACCP plan be validated and reviewed regularly?

Regular validation and review of a HACCP plan are crucial to ensure the effectiveness and relevance of food safety measures.

What is involved in monitoring critical control points?

Monitoring critical control points (CCPs) is crucial in the HACCP system to ensure food safety.

What is the role of a HACCP team in food businesses?

In food businesses, a HACCP team is vital for ensuring food safety. This team is tasked with developing, implementing, and maintaining the HACCP system.

How can HACCP be built into overall quality assurance?

Integrating HACCP into overall quality assurance involves making it an integral part of daily operations to ensure that food safety drives quality across all food services.